Lee Stephen McDarby

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lumon Risk Management Ltd (no longer approved here)

    FRN 671108

    • [FCA CF] Manager of certification employee (10 Nov 2025 to 19 Jan 2026)
    • [FCA CF] Significant management (10 Nov 2025 to 19 Jan 2026)
  • Argentex LLP (no longer approved here)

    FRN 781077

    • SMF27 Partner (28 Jul 2023 to 18 Jan 2024)
    • [FCA CF] Significant management (1 Mar 2023 to 9 Feb 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2023 to 9 Feb 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (2 Sep 2013 to 2 Jun 2015)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (28 Nov 2007 to 23 Jul 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 23 Nov 2007)
    • CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 May 2005 to 6 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.