Argentex LLP

• Principal Place of Business

  Daniel Conway, Anthony Wright and David Hudson of FRP Advisory Trading Limited

  110 Cannon Street

  London

  EC4N 6EU

  UNITED KINGDOM

• Complaints Contact

  Daniel Conway, Anthony Wright and David Hudson of FRP Advisory Trading Limited

  110 Cannon Street

  London

  EC4N 6EU

  UNITED KINGDOM

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Philip Peter Stephens

  IRN PPS01042

  • [FCA CF] Client dealing (1 Nov 2023 to 1 May 2025)
  • [FCA CF] Manager of certification employee (1 Nov 2023 to 1 May 2025)
  • [FCA CF] Significant management (1 Nov 2023 to 1 May 2025)
• Rebecca Robinson

  IRN RXR00022

  • [FCA CF] Significant management (7 Dec 2020 to 2 Aug 2024)
• Remi Moses Digby

  IRN RXD00010

  • [FCA CF] Significant management (7 Dec 2020 to 24 Jul 2025)
  • [FCA CF] Client dealing (7 Dec 2020 to 24 Jul 2025)
• Richard Simon Wyndham Sutherst

  IRN RSS01138

  • SMF27 Partner (1 Apr 2024 to 13 May 2025)
  • [FCA CF] Client dealing (7 Dec 2020 to 24 Jul 2025)
  • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
• Sam Dennis Williams

  IRN SDW01119

  • SMF27 Partner (5 May 2020 to 1 Feb 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 May 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 5 May 2020)
  • CF11 Money Laundering Reporting (4 Jan 2018 to 8 Dec 2019)
  • CF10a CASS Oversight function (4 Jan 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Jan 2018 to 8 Dec 2019)
• Samuel Jones

  IRN STJ01013

  • [FCA CF] Client dealing (7 Dec 2020 to 30 Apr 2021)
• Timothy James Rudman

  IRN TJR01122

  • SMF27 Partner (3 Jul 2025 to 22 Jul 2025)
  • SMF1 Chief Executive (3 Jul 2025 to 22 Jul 2025)
• Tomasz Maciej Ciesla

  IRN TXC00404

  • [FCA CF] Client dealing (19 Jan 2024 to 24 Jul 2025)

No changes recorded yet.