Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] CASS oversight function (since 9 Sep 2024)
  • Argentex LLP (no longer approved here)

    FRN 781077

    • [FCA CF] CASS oversight function (1 Feb 2023 to 4 Jun 2024)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • SMF18 Other Overall Responsibility (26 Apr 2017 to 2 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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