Bound Rates Limited

• Principal Place of Business

  16 Great Chapel Street

  London

  W1F 8FL

  UNITED KINGDOM

  Phone

  +442080640360

  Web

  https://www.bound.co

• Complaints Contact

  16 Great Chapel Street

  London

  W1F 8FL

  UNITED KINGDOM

  Phone

  +442080640360

• Investment Advice (no pensions)

  For Rights to or interests in investments (Contractually Based Investments)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Amit Puri

  IRN AXP00989

  • [FCA CF] Significant management (20 Jun 2024 to 24 Jan 2025)
• Daniel Kindler

  IRN DXK00165

  • SMF3 Executive Director (since 19 Dec 2022)
• Demetrios George Maurides

  IRN MXD02089

  • SMF3 Executive Director (19 Dec 2022 to 30 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Dec 2022 to 30 Jun 2024)
  • SMF16 Compliance Oversight (19 Dec 2022 to 30 Jun 2024)
• Gerard Hurley

  IRN GXH01898

  • SMF16 Compliance Oversight (since 7 Aug 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Aug 2024)
• Kevin Huby

  IRN KXH01741

  • [FCA CF] CASS oversight function (since 9 Sep 2024)
• Marita Hemmelskamp Robalinho Cavalcanti

  IRN MXH01788

  • [FCA CF] Significant management (since 20 Jun 2024)
• Seth Phillips

  IRN SXP00428

  • SMF3 Executive Director (since 19 Dec 2022)
  • SMF1 Chief Executive (since 19 Dec 2022)

No changes recorded yet.