Apogee Wealth Management Limited

• Principal Place of Business

  No.1 Booths Park

  Chelford Road

  Knutsford

  Cheshire

  WA16 8GS

  UNITED KINGDOM

  Phone

  +4401565757811

  Web

  https://www.apogeewealth.co.uk

• Complaints Contact

  No.1 Booths Park

  Chelford Road

  Knutsford

  Cheshire

  WA16 8GS

  UNITED KINGDOM

  Phone

  +4401565757811

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Anthony Curtis

  IRN MAC01321

  • Responsible for Insurance Distribution (since 1 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2023)
  • SMF16 Compliance Oversight (since 1 May 2023)
• Neil John Martin

  IRN NJM00039

  • [FCA CF] Client dealing (3 Apr 2024 to 18 Jul 2025)
  • [FCA CF] Functions requiring qualifications (3 Apr 2024 to 18 Jul 2025)
• Neil Stuart

  IRN NXS00792

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 16 Feb 2026)
  • [FCA CF] Client dealing (since 16 Feb 2026)
• Nicholas Joseph McCulloch

  IRN NJM01150

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (23 Jul 2012 to 8 Dec 2019)
• Nigel Robert Allcock

  IRN NRA00005

  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 4 Mar 2022)
  • [FCA CF] Client dealing (1 Feb 2021 to 31 Mar 2022)
• Paul Christopher Rowling

  IRN PCR00020

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF10 Compliance Oversight (8 Oct 2009 to 13 Jan 2012)
  • CF30 Customer (8 Oct 2009 to 8 Dec 2019)
  • Responsible for Insurance Mediation (8 Oct 2009 to 13 Jan 2012)
  • CF11 Money Laundering Reporting (8 Oct 2009 to 13 Jan 2012)
  • CF1 Director (8 Oct 2009 to 8 Dec 2019)
• Rodney James Morton

  IRN RJM01469

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
  • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
• Ross David Webster

  IRN RXW00699

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
• Simon Gerald Hardstaff

  IRN SXH01525

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 12 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 May 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 12 May 2023)
  • CF11 Money Laundering Reporting (30 Jan 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Jan 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (23 Jan 2012 to 30 Sep 2018)
  • CF1 Director (8 Oct 2009 to 8 Dec 2019)
  • CF30 Customer (8 Oct 2009 to 8 Dec 2019)
• Stephen Cook

  IRN SWC01066

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 6 Jan 2023)
  • [FCA CF] Client dealing (1 Jan 2021 to 6 Jan 2023)

No changes recorded yet.