Stephen Cook

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Throgmorton Capital Management Limited

    FRN 827982

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
    • [FCA CF] Client dealing (since 1 Oct 2025)
  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 5 Mar 2025)
    • CF30 Customer (21 Apr 2023 to 19 Feb 2025)
    • [FCA CF] Functions requiring qualifications (23 Jan 2023 to 30 Sep 2025)
    • [FCA CF] Client dealing (23 Jan 2023 to 30 Sep 2025)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (5)Employed By (21 Apr 2023 to 19 Feb 2025)
  • Apogee Wealth Management Limited (no longer approved here)

    FRN 503713

    • [FCA CF] Client dealing (1 Jan 2021 to 6 Jan 2023)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 6 Jan 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Dec 2020)
    • CF30 Customer (22 Jun 2015 to 25 Dec 2020)

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Updates to this individual's record on the FCA register.

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