Neil John Martin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apogee Wealth Management Limited (no longer approved here)

    FRN 503713

    • [FCA CF] Client dealing (3 Apr 2024 to 18 Jul 2025)
    • [FCA CF] Functions requiring qualifications (3 Apr 2024 to 18 Jul 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (6 Apr 2021 to 19 Dec 2023)
    • [FCA CF] Client dealing (6 Apr 2021 to 19 Dec 2023)
    • CF30 Customer (3 Jan 2018 to 8 Dec 2019)
  • Advanced Financial & Retirement Planning Ltd (no longer approved here)

    FRN 414001

    • (1)Employed By (16 Sep 2014 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (16 Sep 2014 to 6 Nov 2014)
    • CF30 Customer (16 Sep 2014 to 6 Nov 2014)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (16 Sep 2014 to 6 Nov 2014)
  • DTE Risk and Financial Management Limited (no longer approved here)

    FRN 125247

    • CF21 Investment Adviser (10 May 2006 to 19 Apr 2007)
    • CF24 Pension Transfer Specialist (10 May 2006 to 19 Apr 2007)
    • CF22 Investment Adviser (Trainee) (9 May 2005 to 10 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.