Apogee Wealth Management Limited

• Principal Place of Business

  No.1 Booths Park

  Chelford Road

  Knutsford

  Cheshire

  WA16 8GS

  UNITED KINGDOM

  Phone

  +4401565757811

  Web

  https://www.apogeewealth.co.uk

• Complaints Contact

  No.1 Booths Park

  Chelford Road

  Knutsford

  Cheshire

  WA16 8GS

  UNITED KINGDOM

  Phone

  +4401565757811

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Davies

  IRN DXS01907

  • [FCA CF] Client dealing (1 Oct 2020 to 31 May 2025)
  • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 31 May 2025)
• Stuart Adam Craig

  IRN SXC01893

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 May 2025)
  • [FCA CF] Functions requiring qualifications (since 8 May 2025)
• Stuart James Cafferty

  IRN SJC00053

  • CF30 Customer (1 Sep 2018 to 5 Apr 2019)
• Thomas Neil Lambert

  IRN TXL00146

  • [FCA CF] Client dealing (4 Apr 2022 to 19 Aug 2022)
  • [FCA CF] Functions requiring qualifications (4 Apr 2022 to 19 Aug 2022)
• Warren James Bentham

  IRN WJB01051

  • [FCA CF] Functions requiring qualifications (5 Feb 2020 to 31 Jul 2022)
  • [FCA CF] Client dealing (5 Feb 2020 to 31 Jul 2022)
• William Mosley Kelly

  IRN WXK00063

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
  • [FCA CF] Client dealing (since 3 Jan 2023)

No changes recorded yet.