Stephen Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RPG Consulting Limited

    FRN 190539

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2025)
  • Apogee Wealth Management Limited (no longer approved here)

    FRN 503713

    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 31 May 2025)
    • [FCA CF] Client dealing (1 Oct 2020 to 31 May 2025)
  • INNES REID INVESTMENTS LIMITED (no longer approved here)

    FRN 211626

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Oct 2020)
    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (1 Nov 2007 to 4 Sep 2015)
    • CF22 Investment Adviser (Trainee) (10 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.