AMR Financial Management Limited

Date authorised
1 April 2013
Companies House
02753393
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Chiltern House
    433 Luton Road
    Harpenden
    Hertfordshire
    AL5 3QE
    UNITED KINGDOM
    Phone
    +441582461588
    Web
    https://www.amrinvest.co.uk

  • Complaints Contact

    6 The Courtyard
    London Road
    Newbury
    Berkshire
    RG14 1AX
    UNITED KINGDOM
    Phone
    +4401635521444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Intermediate Customer, Share

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investments activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investments)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin William Holderness

    IRN MWH00001

    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
    • CF1 Director (1 Dec 2001 to 5 Dec 2001)
  • Richard Stephen James Oliver

    IRN RSO00002

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Jan 2009 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 21 Dec 2005)
    • CF1 Director (1 Dec 2001 to 21 Dec 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 19 Jan 2004)
  • Robert Avon Bill

    IRN RAB01171

    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Jan 2013 to 8 Dec 2019)
  • Russell Morrey Bamford

    IRN RMB00027

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Apr 2013 to 8 Dec 2019)
    • CF1 Director (19 Dec 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Nov 2004 to 31 Oct 2007)
  • Stephen John Ayres

    IRN SJA01069

    • CF21 Investment Adviser (9 Nov 2004 to 29 Sep 2005)
    • CF27 Investment Management (9 Nov 2004 to 29 Sep 2005)
  • Timothy Knowles Ironside Dearden

    IRN TKD00001

    • CF30 Customer (1 Nov 2007 to 1 Oct 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 8 Apr 2013)
    • CF1 Director (1 Dec 2001 to 8 Apr 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Apr 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.