Russell Morrey Bamford

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMR Financial Management Limited

    FRN 165172

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Apr 2013 to 8 Dec 2019)
    • CF1 Director (19 Dec 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Nov 2004 to 31 Oct 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF7 Sole Trader (AR) (1 Dec 2001 to 30 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2004)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 30 Oct 2004)
  • Hollingwood Corporate (no longer approved here)

    FRN 194162

    • Employed By (1 Dec 2001 to 30 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.