AMR Financial Management Limited

• Principal Place of Business

  Chiltern House

  433 Luton Road

  Harpenden

  Hertfordshire

  AL5 3QE

  UNITED KINGDOM

  Phone

  +441582461588

  Web

  https://www.amrinvest.co.uk

• Complaints Contact

  6 The Courtyard

  London Road

  Newbury

  Berkshire

  RG14 1AX

  UNITED KINGDOM

  Phone

  +4401635521444

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Intermediate Customer, Share

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investments activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investments)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Ronald Pemberton

  IRN ARP00004

  • CF8 Apportionment and Oversight (1 Dec 2001 to 13 Oct 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2003)
  • CF1 Director (1 Dec 2001 to 19 Nov 2003)
• Clifford Ronald Lewis

  IRN CRL00009

  • CF30 Customer (1 Nov 2007 to 4 Dec 2019)
  • CF1 Director (20 Oct 2005 to 23 Jul 2019)
  • CF24 Pension Transfer Specialist (6 Nov 2002 to 31 Oct 2007)
  • CF21 Investment Adviser (6 Nov 2002 to 31 Oct 2007)
• Craig Grenville Beckett

  IRN CGB01089

  • CF30 Customer (3 Aug 2015 to 16 Nov 2015)
• Gina Shurben

  IRN GXS01345

  • CF11 Money Laundering Reporting (1 Dec 2001 to 20 May 2019)
• Gordon Douglas Hall

  IRN GDH00010

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Aug 2010 to 8 Dec 2019)
• Joel Penrose

  IRN JXP00773

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
• Jonathan Brian Bailey

  IRN JBB00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (20 Oct 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Lucinda Longster

  IRN LXL01098

  • CF27 Investment Management (15 May 2002 to 2 May 2003)
• Mark Andrew Smith

  IRN MAS00007

  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • CF1 Director (1 Dec 2001 to 24 Dec 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Martin James Dover

  IRN MJD00015

  • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
  • CF1 Director (20 Oct 2005 to 17 Nov 2008)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.