Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (5 Apr 2022 to 23 Sep 2022)
- [FCA CF] Client dealing (5 Apr 2022 to 23 Sep 2022)
- CF30 Customer (30 Apr 2015 to 6 Apr 2016)
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- [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Sep 2022)
- CF30 Customer (12 Dec 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2014)
- CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
- CF1 Director (AR) (18 Jun 2003 to 30 Sep 2014)
- CF22 Investment Adviser (Trainee) (18 Jun 2003 to 24 Nov 2004)
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- Employed By (18 Jun 2004 to 30 Sep 2014)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
- CF1 Director (1 Dec 2001 to 5 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.