Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 23 Sep 2022)
    • [FCA CF] Client dealing (5 Apr 2022 to 23 Sep 2022)
    • CF30 Customer (30 Apr 2015 to 6 Apr 2016)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Sep 2022)
    • CF30 Customer (12 Dec 2014 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 30 Sep 2014)
    • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
    • CF1 Director (AR) (18 Jun 2003 to 30 Sep 2014)
    • CF22 Investment Adviser (Trainee) (18 Jun 2003 to 24 Nov 2004)
  • MH Financial Management Ltd (no longer approved here)

    FRN 209773

    • Employed By (18 Jun 2004 to 30 Sep 2014)
  • AMR Financial Management Limited (no longer approved here)

    FRN 165172

    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
    • CF1 Director (1 Dec 2001 to 5 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.