Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Jan 2013 to 8 Dec 2019)
  • BRI Wealth Management PLC (no longer approved here)

    FRN 122499

    • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
    • CF27 Investment Management (28 Feb 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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