Stephen John Ayres

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (28 Feb 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (28 Feb 2020 to 7 Apr 2021)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (29 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Sep 2005 to 20 Sep 2005)
  • AMR Financial Management Limited (no longer approved here)

    FRN 165172

    • CF21 Investment Adviser (9 Nov 2004 to 29 Sep 2005)
    • CF27 Investment Management (9 Nov 2004 to 29 Sep 2005)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (27 Mar 2002 to 23 Jul 2004)
    • CF27 Investment Management (1 Dec 2001 to 27 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.