Alquity Investment Management Limited

• Principal Place of Business

  Audrey House 16-20

  Ely Place

  London

  Camden

  EC1N 6SN

  UNITED KINGDOM

  Phone

  +4402075777850

  Web

  https://www.alquity.com

• Complaints Contact

  Audrey House 16-20

  Ely Place

  London

  Camden

  EC1N 6SN

  UNITED KINGDOM

  Phone

  +4402075777850

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael David Sell

  IRN MDS01067

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (18 Feb 2014 to 8 Dec 2019)
• Michael Sturrock Warren

  IRN MSW01059

  • CF2 Non Executive Director (6 Mar 2014 to 8 Sep 2015)
• Paul Andrew Thompson

  IRN PAT01148

  • CF2 Non Executive Director (17 Apr 2007 to 20 Feb 2009)
• Paul Howard Robinson

  IRN PHR01028

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (28 Nov 2017 to 14 Oct 2019)
  • CF10 Compliance Oversight (6 Aug 2013 to 4 Jan 2016)
  • CF30 Customer (20 Jan 2012 to 28 Nov 2017)
  • CF3 Chief Executive (8 Feb 2011 to 3 Jan 2017)
  • CF29 Significant management (24 Feb 2010 to 8 Dec 2019)
  • CF1 Director (24 Feb 2010 to 8 Dec 2019)
• Paul Richard Freer

  IRN PRF01058

  • CF30 Customer (23 Jul 2009 to 31 Dec 2010)
  • CF1 Director (3 Jul 2009 to 16 Sep 2011)
  • CF3 Chief Executive (3 Jul 2009 to 31 Dec 2010)
• Robert David Bell

  IRN RDB01093

  • CF10 Compliance Oversight (17 Aug 2009 to 19 Apr 2012)
  • CF11 Money Laundering Reporting (17 Aug 2009 to 19 Apr 2012)
  • CF1 Director (3 Aug 2009 to 19 Apr 2012)
  • CF29 Significant management (3 Aug 2009 to 19 Apr 2012)
  • CF30 Customer (3 Aug 2009 to 19 Apr 2012)
• Robert Edward Bradshaw Crombie

  IRN REC01033

  • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2026)
  • [FCA CF] Significant management (9 Dec 2019 to 16 Mar 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Mar 2026)
  • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2026)
  • CF1 Director (26 Feb 2019 to 8 Dec 2019)
  • CF30 Customer (26 Feb 2019 to 8 Dec 2019)
  • CF3 Chief Executive (26 Feb 2019 to 8 Dec 2019)
• Roberto Aron Lampl

  IRN RAL01162

  • CF30 Customer (25 Feb 2014 to 8 Dec 2019)
• Simon Smith

  IRN SXS02442

  • CF30 Customer (3 Aug 2009 to 29 Jul 2014)
  • CF1 Director (3 Aug 2009 to 19 Apr 2012)
  • CF29 Significant management (3 Aug 2009 to 19 Apr 2012)
• Steven Williams

  IRN SXW02339

  • CF30 Customer (6 Jun 2018 to 28 Feb 2019)

• Future World Investments Limited (no longer appointed)

  FRN 826017 · Appointed 14 Nov 2018 · Until 15 Feb 2023

No changes recorded yet.