Steven Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GAM London Limited

    FRN 122330

    • [FCA CF] Client dealing (since 20 Dec 2024)
    • [FCA CF] Manager of certification employee (since 20 Dec 2024)
    • [FCA CF] Significant management (since 20 Dec 2024)
  • Amundi (UK) Limited (no longer approved here)

    FRN 114503

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
    • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • Alquity Investment Management Limited (no longer approved here)

    FRN 463991

    • CF30 Customer (6 Jun 2018 to 28 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.