Alquity Investment Management Limited

• Principal Place of Business

  Audrey House 16-20

  Ely Place

  London

  Camden

  EC1N 6SN

  UNITED KINGDOM

  Phone

  +4402075777850

  Web

  https://www.alquity.com

• Complaints Contact

  Audrey House 16-20

  Ely Place

  London

  Camden

  EC1N 6SN

  UNITED KINGDOM

  Phone

  +4402075777850

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron James Armstrong

  IRN AXA04034

  • CF30 Customer (13 Jun 2018 to 1 Nov 2018)
• Alexander Colin Boggis

  IRN AXB15989

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jul 2023)
  • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
• Benoit Ribaud

  IRN BXR01513

  • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
• Bhavna Bhana

  IRN BXB01344

  • CF30 Customer (4 Sep 2009 to 13 May 2016)
• Brett Kazakoff

  IRN BXK01332

  • CF1 Director (19 Nov 2012 to 26 Jul 2013)
  • CF10 Compliance Oversight (19 Nov 2012 to 26 Jul 2013)
  • CF11 Money Laundering Reporting (19 Nov 2012 to 26 Jul 2013)
• Christopher Souheil Wehbe

  IRN CSW01049

  • CF1 Director (19 Jan 2017 to 9 Nov 2018)
  • CF3 Chief Executive (19 Jan 2017 to 9 Nov 2018)
  • CF30 Customer (31 Mar 2015 to 9 Nov 2018)
  • CF2 Non Executive Director (22 Feb 2012 to 31 Mar 2015)
• Craig Jonathan Willsmer

  IRN CJW01271

  • CF11 Money Laundering Reporting (3 Jul 2009 to 10 Aug 2009)
  • CF10 Compliance Oversight (3 Jul 2009 to 10 Aug 2009)
  • CF29 Significant management (3 Jul 2009 to 26 Sep 2009)
• Cynthia Patricia Cano Walde

  IRN CXC19049

  • [FCA CF] Material risk taker (1 Feb 2021 to 15 Jan 2024)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
• Daniel Billis

  IRN DXB00889

  • [FCA CF] Material risk taker (since 5 Sep 2023)
• David McIlroy

  IRN DXM01344

  • CF1 Director (2 Feb 2011 to 20 Apr 2012)
  • CF30 Customer (3 Aug 2009 to 1 Apr 2016)
  • CF29 Significant management (3 Aug 2009 to 1 Apr 2016)

• Future World Investments Limited (no longer appointed)

  FRN 826017 · Appointed 14 Nov 2018 · Until 15 Feb 2023

No changes recorded yet.