Alquity Investment Management Limited

• Principal Place of Business

  Audrey House 16-20

  Ely Place

  London

  Camden

  EC1N 6SN

  UNITED KINGDOM

  Phone

  +4402075777850

  Web

  https://www.alquity.com

• Complaints Contact

  Audrey House 16-20

  Ely Place

  London

  Camden

  EC1N 6SN

  UNITED KINGDOM

  Phone

  +4402075777850

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Francisco Almada

  IRN FXA01334

  • [FCA CF] Significant management (9 Dec 2019 to 9 Aug 2024)
  • SMF3 Executive Director (9 Dec 2019 to 29 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Jul 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Jul 2024)
  • CF1 Director (26 Jul 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Jul 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Jul 2019 to 8 Dec 2019)
• Gianluigi Sagramoso

  IRN GXS01806

  • CF1 Director (23 Sep 2010 to 3 Mar 2014)
• Gordon David Brown

  IRN GDB01089

  • CF1 Director (9 Jun 2015 to 6 Sep 2017)
  • CF11 Money Laundering Reporting (9 Jun 2015 to 6 Sep 2017)
  • CF10 Compliance Oversight (9 Jun 2015 to 6 Sep 2017)
• Graeme Duncan

  IRN GXD01341

  • CF2 Non Executive Director (17 Apr 2007 to 20 Feb 2009)
• Hiren Patel

  IRN HXP01141

  • SMF3 Executive Director (since 19 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Oct 2024)
  • SMF16 Compliance Oversight (since 9 Oct 2024)
• Jean-Charles Guillemin

  IRN JXG01741

  • CF30 Customer (7 Feb 2018 to 30 Jun 2019)
• John Devine

  IRN JXD01805

  • CF2 Non Executive Director (3 Apr 2012 to 31 Jan 2014)
• Keith Robert Gyles

  IRN KRG01021

  • [FCA CF] Material risk taker (21 Nov 2023 to 25 Jan 2024)
• Kieron Kader

  IRN KXK00135

  • [FCA CF] Material risk taker (since 1 May 2024)
  • [FCA CF] Material risk taker (1 Feb 2021 to 5 Sep 2023)
• Marnie Aragon-Uy

  IRN MXA01074

  • [FCA CF] Material risk taker (16 Aug 2024 to 24 Oct 2025)
  • [FCA CF] Client dealing (24 Jul 2024 to 24 Oct 2025)

• Future World Investments Limited (no longer appointed)

  FRN 826017 · Appointed 14 Nov 2018 · Until 15 Feb 2023

No changes recorded yet.