Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2026)
- [FCA CF] Significant management (9 Dec 2019 to 16 Mar 2026)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Mar 2026)
- SMF3 Executive Director (9 Dec 2019 to 28 Feb 2026)
- CF3 Chief Executive (26 Feb 2019 to 8 Dec 2019)
- CF1 Director (26 Feb 2019 to 8 Dec 2019)
- CF30 Customer (26 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (25 Nov 2017 to 21 Feb 2018)
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- CF29 Significant management (4 Feb 2016 to 8 Nov 2016)
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- CF1 Director (20 May 2013 to 30 Jan 2018)
- CF30 Customer (1 Mar 2012 to 23 Feb 2018)
- CF27 Investment Management (1 Dec 2001 to 9 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.