Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alquity Investment Management Limited (no longer approved here)

    FRN 463991

    • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Mar 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2026)
    • CF3 Chief Executive (26 Feb 2019 to 8 Dec 2019)
    • CF1 Director (26 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (26 Feb 2019 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF30 Customer (25 Nov 2017 to 21 Feb 2018)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • CF29 Significant management (4 Feb 2016 to 8 Nov 2016)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF1 Director (20 May 2013 to 30 Jan 2018)
    • CF30 Customer (1 Mar 2012 to 23 Feb 2018)
    • CF27 Investment Management (1 Dec 2001 to 9 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.