Robert David Bell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ahren Innovation Capital LLP (no longer approved here)

    FRN 793749

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Jan 2022)
    • CF11 Money Laundering Reporting (6 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Nov 2019 to 8 Dec 2019)
  • Alquity Investment Management Limited (no longer approved here)

    FRN 463991

    • CF10 Compliance Oversight (17 Aug 2009 to 19 Apr 2012)
    • CF11 Money Laundering Reporting (17 Aug 2009 to 19 Apr 2012)
    • CF30 Customer (3 Aug 2009 to 19 Apr 2012)
    • CF29 Significant management (3 Aug 2009 to 19 Apr 2012)
    • CF1 Director (3 Aug 2009 to 19 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

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