Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alquity Investment Management Limited
FRN 463991
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (28 Nov 2017 to 14 Oct 2019)
- CF10 Compliance Oversight (6 Aug 2013 to 4 Jan 2016)
- CF30 Customer (20 Jan 2012 to 28 Nov 2017)
- CF3 Chief Executive (8 Feb 2011 to 3 Jan 2017)
- CF1 Director (24 Feb 2010 to 8 Dec 2019)
- CF29 Significant management (24 Feb 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.