Date authorised
1 April 2013
Companies House
OC312705
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Strand
    London
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +4402073914700
  • Complaints Contact

    80 Strand
    London
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +4402073914706

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Justin Grainger

    IRN JXG01934

    • CF30 Customer (29 Apr 2014 to 15 Oct 2015)
  • Karl Devon-Lowe

    IRN KXD01246

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2022)
    • CF4 Partner (29 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (29 Apr 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Mar 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Mar 2008 to 8 Dec 2019)
  • Kevin Martin Boylan

    IRN KMB01112

    • CF30 Customer (25 Jan 2010 to 29 Oct 2015)
  • Lakshmi Rengasamy Jayakumar

    IRN LXR00388

    • [FCA CF] Client dealing (since 30 Jun 2025)
  • Mark Andrew Rattigan

    IRN MAR01143

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (17 Aug 2010 to 30 Sep 2018)
    • CF4 Partner (9 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (9 Apr 2010 to 8 Dec 2019)
  • Mark Christopher Johnson

    IRN MCJ01018

    • CF4 Partner (7 Oct 2005 to 16 Jun 2010)
  • Mark Futyan

    IRN MXF00479

    • [FCA CF] Significant management (since 10 Jul 2023)
  • Markus Tabojer

    IRN MXT01504

    • [FCA CF] Client dealing (19 Oct 2020 to 1 Nov 2021)
  • Martin Zdravkov

    IRN MXZ00163

    • [FCA CF] Material risk taker (since 25 Nov 2025)
    • [FCA CF] Client dealing (since 25 Nov 2025)
  • Matthew Joseph McLintock

    IRN MJM01506

    • [FCA CF] Client dealing (since 30 Oct 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.