Alpha Real Capital LLP

• Principal Place of Business

  80 Strand

  London

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +4402073914700

  Web

  https://alphareal.com

• Complaints Contact

  80 Strand

  London

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +4402073914706

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mohammed Raza Ali

  IRN MXA00944

  • [FCA CF] Client dealing (since 2 Oct 2023)
  • [FCA CF] Material risk taker (since 2 Oct 2023)
  • [FCA CF] Significant management (since 2 Oct 2023)
• Nicholas Friedlos

  IRN NXF01228

  • SMF27 Partner (9 Dec 2019 to 8 Jul 2021)
  • CF4 Partner (16 Sep 2011 to 8 Dec 2019)
• Nigel Bruce Ashfield

  IRN NBA01011

  • SMF27 Partner (9 Dec 2019 to 25 Apr 2024)
  • CF4 Partner (30 Oct 2012 to 8 Dec 2019)
• Oliver Linley Facer-Harrison

  IRN OLF01004

  • CF30 Customer (23 Oct 2017 to 8 Dec 2019)
• Patrick William Grant

  IRN PWG01041

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 25 Apr 2024)
  • CF4 Partner (12 Mar 2015 to 8 Dec 2019)
• Paul Darlington Cable

  IRN PDC01107

  • [FCA CF] Significant management (since 24 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)
  • CF27 Investment Management (7 Oct 2005 to 14 Jun 2006)
• Phillip Stephen Rose

  IRN PSR01022

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)
  • CF4 Partner (7 Oct 2005 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (7 Oct 2005 to 31 Oct 2007)
  • CF10 Compliance Oversight (7 Oct 2005 to 3 Mar 2006)
  • CF27 Investment Management (7 Oct 2005 to 14 Jun 2006)
  • CF3 Chief Executive (7 Oct 2005 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Oct 2005 to 3 Mar 2006)
• Rishi Adatia

  IRN RXA01156

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (12 Apr 2006 to 31 Oct 2007)
• Roger Skeldon

  IRN RXS03311

  • [FCA CF] Significant management (since 2 Jan 2024)
  • [FCA CF] Material risk taker (since 2 Jan 2024)
  • [FCA CF] Client dealing (since 2 Jan 2024)
  • [FCA CF] Material risk taker (3 May 2022 to 1 Jan 2024)
  • [FCA CF] Client dealing (3 May 2022 to 1 Jan 2024)
  • [FCA CF] Significant management (3 May 2022 to 1 Jan 2024)
• Ronald Armist

  IRN RXA01114

  • CF4 Partner (15 Jun 2006 to 1 Apr 2015)

• MAC Partners LLP (no longer appointed)

  FRN 712711 · Appointed 3 Aug 2015 · Until 18 May 2016

• Alternative Real Capital LLP (no longer appointed)

  FRN 704289 · Appointed 31 May 2015 · Until 1 Nov 2021

• Palm Capital Partners LLP (no longer appointed)

  FRN 704288 · Appointed 31 May 2015 · Until 7 Sep 2017 · Tied agent

No changes recorded yet.