Alpha Real Capital LLP

• Principal Place of Business

  80 Strand

  London

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +4402073914700

  Web

  https://alphareal.com

• Complaints Contact

  80 Strand

  London

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +4402073914706

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Scott Patrick Gardner

  IRN SPG01118

  • [FCA CF] Material risk taker (24 Mar 2022 to 31 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
  • SMF27 Partner (9 Dec 2019 to 25 Apr 2024)
  • CF4 Partner (14 Mar 2016 to 8 Dec 2019)
  • CF30 Customer (22 Apr 2010 to 8 Dec 2019)
• Simon Fanthorpe

  IRN SXF00528

  • [FCA CF] Material risk taker (since 1 May 2020)
• Simon Wilson

  IRN SLW01051

  • CF4 Partner (27 Jun 2006 to 16 Jun 2010)
• Sinead Hollamby

  IRN SXL01181

  • [FCA CF] Client dealing (1 Mar 2021 to 23 Mar 2022)
• Stephen John Brook

  IRN SJB01576

  • CF30 Customer (4 Jan 2010 to 8 Dec 2019)
• Steven Edward Oliver

  IRN SEO01013

  • CF4 Partner (30 Oct 2012 to 11 Mar 2014)
• Steven Fobel

  IRN SXF01425

  • CF30 Customer (23 Mar 2009 to 30 Nov 2009)
• Stuart Hanson

  IRN SXH00651

  • [FCA CF] Client dealing (1 Nov 2021 to 31 Dec 2024)
• Tamsin Martin Smith

  IRN TXM00663

  • [FCA CF] Client dealing (since 15 Jun 2022)
• Thomas Charles Lucien Pissarro

  IRN TCP01024

  • [FCA CF] Significant management (since 24 Mar 2022)
  • [FCA CF] Material risk taker (since 24 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 25 Apr 2024)
  • CF4 Partner (16 May 2018 to 8 Dec 2019)
  • CF30 Customer (25 Jan 2010 to 8 Dec 2019)

• MAC Partners LLP (no longer appointed)

  FRN 712711 · Appointed 3 Aug 2015 · Until 18 May 2016

• Alternative Real Capital LLP (no longer appointed)

  FRN 704289 · Appointed 31 May 2015 · Until 1 Nov 2021

• Palm Capital Partners LLP (no longer appointed)

  FRN 704288 · Appointed 31 May 2015 · Until 7 Sep 2017 · Tied agent

No changes recorded yet.