Alpha Real Capital LLP

• Principal Place of Business

  80 Strand

  London

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +4402073914700

  Web

  https://alphareal.com

• Complaints Contact

  80 Strand

  London

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +4402073914706

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas William Benham

  IRN TWB01066

  • CF30 Customer (14 Dec 2015 to 8 Dec 2019)
• William Morgan

  IRN WXM01461

  • [FCA CF] Significant management (9 Dec 2019 to 31 May 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2023)
  • CF30 Customer (6 Sep 2017 to 8 Dec 2019)
• Zorica Malesevic

  IRN ZXM00083

  • [FCA CF] Significant management (since 2 Oct 2023)
  • [FCA CF] Material risk taker (since 2 Oct 2023)
  • [FCA CF] Client dealing (since 2 Oct 2023)

• MAC Partners LLP (no longer appointed)

  FRN 712711 · Appointed 3 Aug 2015 · Until 18 May 2016

• Alternative Real Capital LLP (no longer appointed)

  FRN 704289 · Appointed 31 May 2015 · Until 1 Nov 2021

• Palm Capital Partners LLP (no longer appointed)

  FRN 704288 · Appointed 31 May 2015 · Until 7 Sep 2017 · Tied agent

No changes recorded yet.