Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MERCER RISK MANAGEMENT LIMITED (no longer approved here)

    FRN 629431

    • [FCA CF] Manager of certification employee (9 Dec 2023 to 13 Dec 2024)
    • [FCA CF] Client dealing (8 Dec 2022 to 13 Dec 2024)
  • Alpha Real Capital LLP (no longer approved here)

    FRN 436048

    • [FCA CF] Client dealing (1 Mar 2021 to 23 Mar 2022)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)
    • CF30 Customer (26 Jan 2018 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.