Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2022)
    • CF30 Customer (29 Apr 2010 to 8 Dec 2019)
    • CF4 Partner (29 Apr 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Mar 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Mar 2008 to 8 Dec 2019)
  • Alpha Real Property Investment Advisers LLP (no longer approved here)

    FRN 534723

    • CF11 Money Laundering Reporting (14 Feb 2011 to 21 Jun 2011)
    • CF10 Compliance Oversight (14 Feb 2011 to 21 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.