Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Alpha Real Capital LLP
FRN 436048
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2022)
- CF30 Customer (29 Apr 2010 to 8 Dec 2019)
- CF4 Partner (29 Apr 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (10 Mar 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (10 Mar 2008 to 8 Dec 2019)
-
- CF11 Money Laundering Reporting (14 Feb 2011 to 21 Jun 2011)
- CF10 Compliance Oversight (14 Feb 2011 to 21 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.