Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (17 Aug 2010 to 30 Sep 2018)
    • CF4 Partner (9 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (9 Apr 2010 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.