Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alpha Real Capital LLP
FRN 436048
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (17 Aug 2010 to 30 Sep 2018)
- CF4 Partner (9 Apr 2010 to 8 Dec 2019)
- CF30 Customer (9 Apr 2010 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.