Alpha Bank London Limited

• Principal Place of Business

  Alpha Bank London Ltd

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +4402073326767

  Web

  https://www.alphabanklondon.co.uk

• Complaints Contact

  Alpha Bank London Ltd

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +4402073326767

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Coxon

  IRN JXC01531

  • SMF2 Chief Finance (7 Mar 2016 to 4 Jul 2017)
  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• John Everitt

  IRN JXE79670

  • [FCA CF] Material risk taker (7 Mar 2016 to 14 May 2021)
• Joseph Neophitou

  IRN JXN21234

  • [FCA CF] Material risk taker (since 12 Oct 2023)
  • SMF18 Other Overall Responsibility (since 7 Feb 2020)
• Julia Dabney

  IRN JXD15995

  • SMF18 Other Overall Responsibility (27 Aug 2019 to 28 Nov 2019)
• Karthik Gurumoorthy

  IRN KXG00177

  • [FCA CF] Material risk taker (12 Oct 2023 to 20 Jun 2025)
  • SMF18 Other Overall Responsibility (7 Mar 2023 to 20 Jun 2025)
  • [FCA CF] Significant management (4 Aug 2021 to 17 Jan 2024)
  • [FCA CF] Manager of certification employee (4 Aug 2021 to 17 Jan 2024)
• Kevin Moran

  IRN KXM00131

  • [FCA CF] Material risk taker (15 Apr 2019 to 25 Mar 2021)
  • SMF5 Head of Internal Audit (7 Mar 2016 to 15 Apr 2019)
  • CF11 Money Laundering Reporting (21 Apr 2009 to 3 Aug 2009)
  • CF10 Compliance Oversight (21 Apr 2009 to 3 Aug 2009)
  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
• Kimberley Bennett

  IRN KXB79671

  • [FCA CF] Material risk taker (22 Mar 2018 to 12 Feb 2021)
• Konstantinos Dedes

  IRN KXD01185

  • CF21 Investment Adviser (16 Jun 2004 to 10 Nov 2006)
• Leanne Jane Christmas MacIntyre

  IRN LXM22615

  • SMF16 Compliance Oversight (9 Sep 2025 to 28 Feb 2026)
• Linda Cullen

  IRN LXC01221

  • SMF18 Other Overall Responsibility (23 Jan 2017 to 31 Dec 2017)
  • SMF6 Head of Key Business Areas (7 Mar 2016 to 23 Jan 2017)
  • CF10a CASS Oversight function (1 Oct 2011 to 6 Mar 2016)
  • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
  • CF20 Significant Mgt (Settlements) (21 Nov 2002 to 31 Oct 2007)

No changes recorded yet.