Alpha Bank London Limited

• Principal Place of Business

  Alpha Bank London Ltd

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +4402073326767

  Web

  https://www.alphabanklondon.co.uk

• Complaints Contact

  Alpha Bank London Ltd

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +4402073326767

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marc Anthony Harris

  IRN MAH01333

  • [FCA CF] Material risk taker (12 Oct 2023 to 31 Dec 2024)
  • SMF24 Chief Operations (14 Feb 2023 to 8 Oct 2024)
• Margarita Spyratou

  IRN MXS80507

  • [FCA CF] Material risk taker (7 Mar 2016 to 29 Mar 2019)
• Maria Anagnou

  IRN MXA00003

  • CF30 Customer (1 Nov 2007 to 7 Dec 2007)
  • CF26 Customer Trading (16 Apr 2002 to 31 Oct 2007)
• Maria Christina Kechagia

  IRN MCK01029

  • CF21 Investment Adviser (10 Jan 2005 to 4 May 2006)
• Maria Gazarou

  IRN MXG01684

  • [FCA CF] Material risk taker (1 Jan 2017 to 17 Jun 2020)
  • [FCA CF] Client dealing (1 Jan 2017 to 17 Jun 2020)
  • CF30 Customer (1 Nov 2007 to 8 Feb 2013)
  • CF22 Investment Adviser (Trainee) (15 Jan 2007 to 31 Oct 2007)
• Marina Papakosta

  IRN MXP79673

  • [FCA CF] Material risk taker (1 Jan 2017 to 14 May 2021)
  • [FCA CF] Client dealing (1 Jan 2017 to 14 May 2021)
• Marios Mardapittas

  IRN MXM01827

  • CF30 Customer (1 Nov 2007 to 23 May 2008)
  • CF26 Customer Trading (23 Apr 2003 to 23 Aug 2005)
• Mark Edward Austen

  IRN MEA01033

  • SMF9 Chair of the Governing Body (since 12 Nov 2018)
  • SMF12 Chair of the Remuneration Committee (12 Nov 2018 to 16 Apr 2021)
  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 17 May 2018)
  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 17 May 2018)
  • CF2 Non Executive Director (12 May 2015 to 6 Mar 2016)
• Mark Richard Badman

  IRN MXB86656

  • [FCA CF] Significant management (since 27 Aug 2025)
  • [FCA CF] Material risk taker (since 27 Aug 2025)
  • [FCA CF] Manager of certification employee (since 27 Aug 2025)
• Martin John Waghorn

  IRN MJW00149

  • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2015)
  • CF14 Risk Assessment (22 Aug 2007 to 31 Oct 2007)
  • CF3 Chief Executive (4 Aug 2004 to 31 Dec 2015)
  • CF1 Director (4 Aug 2004 to 31 Dec 2015)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 4 Aug 2004)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 1 Oct 2002)

No changes recorded yet.