Alpha Bank London Limited

• Principal Place of Business

  Alpha Bank London Ltd

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +4402073326767

  Web

  https://www.alphabanklondon.co.uk

• Complaints Contact

  Alpha Bank London Ltd

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +4402073326767

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Charles Brierley

  IRN MCB01113

  • SMF10 Chair of the Risk Committee (since 21 Apr 2023)
  • SMF11 Chair of the Audit Committee (since 21 Apr 2023)
• Michael Charles Connell

  IRN MCC01069

  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Aug 2021 to 23 May 2023)
  • SMF16 Compliance Oversight (22 Apr 2021 to 23 May 2023)
• Michael Yannakis

  IRN MXY01163

  • CF30 Customer (23 Aug 2010 to 12 Oct 2012)
• Monika Hathi

  IRN MXH03050

  • SMF2 Chief Finance (14 Nov 2018 to 20 Jun 2023)
  • SMF4 Chief Risk (10 Nov 2016 to 3 Aug 2017)
• Nicholas John Battersby

  IRN NJB01194

  • [FCA CF] Material risk taker (12 Oct 2023 to 14 Aug 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2023 to 19 May 2025)
  • SMF16 Compliance Oversight (4 Sep 2023 to 14 Aug 2025)
• Nicholas Patrick Smith

  IRN NXS00636

  • SMF18 Other Overall Responsibility (since 3 Mar 2025)
• Nicola Randall

  IRN NXR79674

  • [FCA CF] Material risk taker (1 Aug 2016 to 8 Dec 2020)
• Paul Rogers

  IRN PXR79669

  • [FCA CF] Material risk taker (3 Jul 2017 to 14 May 2021)
  • [FCA CF] Client dealing (3 Jul 2017 to 14 May 2021)
• Paul Sims

  IRN PXS80506

  • [FCA CF] Significant management (19 May 2021 to 31 Dec 2024)
  • [FCA CF] Material risk taker (1 Nov 2019 to 19 May 2021)
  • [FCA CF] Client dealing (1 Nov 2019 to 19 May 2021)
• Pavlos Afxentiou

  IRN PXA01422

  • CF28 Systems and controls (17 May 2010 to 7 Aug 2015)

No changes recorded yet.