Michael Charles Connell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alpha Bank London Limited (no longer approved here)
FRN 135327
- SMF17 Money Laundering Reporting Officer (MLRO) (13 Aug 2021 to 23 May 2023)
- SMF16 Compliance Oversight (22 Apr 2021 to 23 May 2023)
Bank of Africa United Kingdom Plc (no longer approved here)
FRN 454750
- SMF16 Compliance Oversight (4 Jun 2019 to 13 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (4 Jun 2019 to 13 Nov 2020)
FirstBank UK Limited (no longer approved here)
FRN 216772
- CF10 Compliance Oversight (26 Mar 2008 to 21 Jan 2016)
- CF11 Money Laundering Reporting (26 Mar 2008 to 21 Jan 2016)
Shinhan Bank (no longer approved here)
FRN 204645
- CF11 Money Laundering Reporting (1 Dec 2001 to 23 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.