Alpha Bank London Limited

Date authorised
1 April 2013
Companies House
00185070
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Alpha Bank London Ltd
    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +4402073326767
    Web
    https://www.alphabanklondon.co.uk

  • Complaints Contact

    Alpha Bank London Ltd
    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +4402073326767

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Neil Murphie

    IRN PNM01033

    • CF28 Systems and controls (29 Apr 2009 to 9 Feb 2010)
  • Rajendra Chokshi

    IRN RXC01685

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 29 Sep 2017)
    • SMF16 Compliance Oversight (7 Mar 2016 to 29 Sep 2017)
    • CF10 Compliance Oversight (9 May 2011 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (9 May 2011 to 6 Mar 2016)
  • Rajesh Sisangiya

    IRN RXS02435

    • CF30 Customer (28 Feb 2013 to 21 Apr 2015)
  • Raymond John Crossley

    IRN RJC01165

    • CF28 Systems and controls (1 Nov 2007 to 3 Apr 2009)
    • CF14 Risk Assessment (22 Aug 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (11 Oct 2002 to 3 Apr 2009)
    • CF11 Money Laundering Reporting (11 Oct 2002 to 3 Apr 2009)
  • Richard Price

    IRN RSP01096

    • SMF10 Chair of the Risk Committee (13 Nov 2018 to 14 Oct 2022)
    • SMF11 Chair of the Audit Committee (13 Nov 2018 to 14 Oct 2022)
  • Sanjiv Somani

    IRN SXS25246

    • Director of firm who is not a certification employee or a SMF manager (1 Dec 2024 to 31 Oct 2025)
  • Shauna Hayes

    IRN SXH02885

    • SMF18 Other Overall Responsibility (13 Sep 2017 to 30 Apr 2019)
  • Soteris Michael Antoniades

    IRN SMA00017

    • SMF24 Chief Operations (19 Nov 2020 to 29 Jul 2022)
  • Spyridon N. Filaretos

    IRN SNF01006

    • Director of firm who is not a certification employee or a SMF manager (30 Apr 2021 to 15 Mar 2025)
    • SMF14 Senior Independent Director (7 Mar 2016 to 30 Apr 2021)
    • CF2 Non Executive Director (3 Dec 2002 to 6 Mar 2016)
    • CF1 Director (1 Dec 2001 to 3 Dec 2002)
  • Stephen Ian Tryner

    IRN SIT01004

    • SMF2 Chief Finance (4 Oct 2017 to 17 Sep 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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