Nicholas John Battersby

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TURKISH BANK (UK) LIMITED

    FRN 204566

    • SMF16 Compliance Oversight (since 31 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2025)
  • Alpha Bank London Limited (no longer approved here)

    FRN 135327

    • [FCA CF] Material risk taker (12 Oct 2023 to 14 Aug 2025)
    • SMF16 Compliance Oversight (4 Sep 2023 to 14 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2023 to 19 May 2025)
  • ALLICA BANK LIMITED (no longer approved here)

    FRN 821851

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Apr 2021 to 10 Sep 2021)
    • SMF16 Compliance Oversight (20 Apr 2021 to 10 Sep 2021)
  • Quantum Funding Limited (no longer approved here)

    FRN 695480

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2020)
    • CF11 Money Laundering Reporting (1 Apr 2019 to 8 Dec 2019)
  • Investec Asset Finance Plc (no longer approved here)

    FRN 697349

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2020)
    • CF11 Money Laundering Reporting (1 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2019 to 24 Sep 2019)
  • CF Corporate Finance Limited (no longer approved here)

    FRN 718242

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2020)
    • CF11 Money Laundering Reporting (1 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2019 to 24 Sep 2019)
  • MI Vehicle Finance Limited (no longer approved here)

    FRN 718729

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2020)
    • CF10 Compliance Oversight (1 Apr 2019 to 24 Sep 2019)
    • CF11 Money Laundering Reporting (1 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.