Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (23 Jan 2017 to 31 Dec 2017)
- SMF6 Head of Key Business Areas (7 Mar 2016 to 23 Jan 2017)
- CF10a CASS Oversight function (1 Oct 2011 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
- CF20 Significant Mgt (Settlements) (21 Nov 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.