Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF16 Compliance Oversight (9 Sep 2025 to 28 Feb 2026)
-
- [FCA CF] Significant management (26 Sep 2023 to 31 Dec 2024)
-
- [FCA CF] Significant management (1 Feb 2023 to 26 Sep 2023)
- SMF16 Compliance Oversight (11 Feb 2020 to 6 Apr 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Feb 2020 to 6 Apr 2022)
-
- [FCA CF] Significant management (1 Sep 2022 to 26 Sep 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Feb 2020 to 6 Apr 2022)
- SMF16 Compliance Oversight (11 Feb 2020 to 6 Apr 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.