Karthik Gurumoorthy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alpha Bank London Limited (no longer approved here)

    FRN 135327

    • [FCA CF] Material risk taker (12 Oct 2023 to 20 Jun 2025)
    • SMF18 Other Overall Responsibility (7 Mar 2023 to 20 Jun 2025)
    • [FCA CF] Manager of certification employee (4 Aug 2021 to 17 Jan 2024)
    • [FCA CF] Significant management (4 Aug 2021 to 17 Jan 2024)
  • Punjab National Bank (International) Limited (no longer approved here)

    FRN 459701

    • [FCA CF] Significant management (20 Aug 2018 to 3 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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