Allia C&C Ltd

• Principal Place of Business

  Cheyne House

  Crown Court

  62-63

  Cheapside

  London

  EC2V 6AX

  UNITED KINGDOM

  Phone

  +442030393450

  Web

  http://www.alliacc.com

• Complaints Contact

  Cheyne House

  Crown Court

  62-63

  Cheapside

  London

  EC2V 6AX

  UNITED KINGDOM

  Phone

  +442030393450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Stuart McCann

  IRN ISM01031

  • CF30 Customer (27 Feb 2017 to 15 Mar 2018)
• Jonathan Austrey Kendall

  IRN JAK01045

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
• Jonathan Blackburn Hunter

  IRN JBH01034

  • [FCA CF] Client dealing (4 Sep 2020 to 7 Dec 2020)
  • [FCA CF] Manager of certification employee (4 Sep 2020 to 7 Dec 2020)
• Jonathan Edward Halsey

  IRN JEH01205

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jun 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Jun 2024)
  • CF10 Compliance Oversight (19 Mar 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Mar 2019 to 8 Dec 2019)
• Mark Edwin Robinson

  IRN MER01037

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (27 Feb 2017 to 8 Dec 2019)
• Mark Leith Glowrey

  IRN MLG01023

  • [FCA CF] Material risk taker (since 4 Dec 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
• Nicholas Martin Ryb

  IRN NMR01017

  • CF30 Customer (18 Dec 2017 to 4 Mar 2019)
• Oliver Dominic Ronald Butt

  IRN ODB01004

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 27 Apr 2023)
  • CF1 Director (27 Feb 2017 to 8 Dec 2019)
  • CF30 Customer (27 Feb 2017 to 8 Dec 2019)
• Paul Robert Beeson

  IRN PXB11331

  • [FCA CF] Material risk taker (since 18 Mar 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Mar 2019 to 8 Dec 2019)
• Peter Charles Freer

  IRN PXF00011

  • [FCA CF] Material risk taker (since 4 Dec 2024)
  • [FCA CF] Manager of certification employee (since 1 Nov 2022)
  • [FCA CF] Client dealing (since 4 Sep 2020)

No changes recorded yet.