Allia C&C Ltd

Date authorised
27 February 2017
Companies House
09997053
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cheyne House
    Crown Court
    62-63
    Cheapside
    London
    EC2V 6AX
    UNITED KINGDOM
    Phone
    +442030393450
    Web
    http://www.alliacc.com

  • Complaints Contact

    Cheyne House
    Crown Court
    62-63
    Cheapside
    London
    EC2V 6AX
    UNITED KINGDOM
    Phone
    +442030393450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip John Caroe

    IRN PJC01426

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Nov 2024 to 27 Jan 2025)
    • SMF16 Compliance Oversight (14 Nov 2024 to 27 Jan 2025)
    • CF28 Systems and controls (13 May 2019 to 8 Dec 2019)
    • CF30 Customer (20 Feb 2019 to 8 Dec 2019)
  • Raeed Khandaker

    IRN RXK00205

    • [FCA CF] Client dealing (since 10 Feb 2025)
  • Reema Ashokkumar Maru

    IRN RXM00952

    • SMF16 Compliance Oversight (since 21 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Jan 2025)
  • Robert Blackburn Gray

    IRN RBG01012

    • CF2 Non Executive Director (1 Mar 2019 to 8 Dec 2019)
  • Roberto Servini

    IRN RXS01922

    • CF30 Customer (27 Feb 2017 to 17 Sep 2018)
  • Stephen Mark Best

    IRN SMB01300

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (7 Jun 2017 to 8 Dec 2019)
  • Stephen Raphael Reynolds Edlmann

    IRN SXE14944

    • CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)
  • Theodore Joseph King

    IRN TXK00184

    • [FCA CF] Client dealing (3 Oct 2022 to 22 Sep 2023)
  • Timothy Roy Treleaven Jones

    IRN TRJ01019

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (15 Jul 2019 to 8 Dec 2019)
    • CF1 Director (20 Feb 2019 to 15 Jul 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.