Date authorised
1 April 2013
Companies House
06706681
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 St Helens Place
    London
    EC3A 6AB
    UNITED KINGDOM
    Phone
    +4402033285656
  • Complaints Contact

    5 St Helens Place
    London
    EC3A 6AB
    UNITED KINGDOM
    Phone
    +4402033285656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Thomas Burn-Callander

    IRN JTB01029

    • [FCA CF] Client dealing (27 Apr 2020 to 25 Feb 2021)
    • CF30 Customer (25 Jul 2017 to 8 Dec 2019)
  • Karl Alexander Hughes

    IRN KAH01047

    • CF2 Non Executive Director (26 Mar 2010 to 25 Nov 2010)
  • Katie Emma Jayne Ratner

    IRN KER01021

    • CF30 Customer (16 Oct 2014 to 13 Apr 2018)
  • Katrina Jean Perez

    IRN KJP01073

    • CF30 Customer (30 Jan 2014 to 17 Jul 2018)
  • Kelly Gardiner

    IRN KXG01112

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jan 2014 to 8 Dec 2019)
  • Lauren Wright

    IRN LXW00366

    • [FCA CF] Client dealing (since 1 Sep 2023)
  • Luke Sebastian Cairns

    IRN LSC01019

    • CF30 Customer (17 Mar 2009 to 31 Jul 2009)
  • Mark Vincent Connelly

    IRN MVC01010

    • CF30 Customer (20 Dec 2011 to 7 May 2014)
  • Matthew Charles Butlin

    IRN MCB01105

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (27 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (17 Mar 2009 to 8 Dec 2019)
  • Matthew Thomas Jeans

    IRN MTJ01013

    • CF30 Customer (23 Jun 2010 to 19 Jul 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.