Allenby Capital Limited

• Principal Place of Business

  5 St Helens Place

  London

  EC3A 6AB

  UNITED KINGDOM

  Phone

  +4402033285656

  Web

  https://www.allenbycapital.com

• Complaints Contact

  5 St Helens Place

  London

  EC3A 6AB

  UNITED KINGDOM

  Phone

  +4402033285656

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Walker

  IRN MXW01932

  • CF30 Customer (6 Jan 2014 to 7 May 2014)
• Myles Henry McNulty

  IRN MHM01075

  • CF30 Customer (21 Mar 2013 to 28 Apr 2017)
• Nicholas Alexander Malins-Smith

  IRN NAM01039

  • CF30 Customer (21 May 2019 to 8 Dec 2019)
• Nicholas John Naylor

  IRN NJN01014

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF3 Chief Executive (26 Jul 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Jul 2011 to 2 May 2012)
  • CF10 Compliance Oversight (26 Jul 2011 to 8 Dec 2019)
  • CF1 Director (29 Mar 2010 to 8 Dec 2019)
  • CF30 Customer (14 Jul 2009 to 8 Dec 2019)
• Nicholas Michael Harris

  IRN NMH01044

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (26 Oct 2011 to 8 Dec 2019)
• Nicholas Murray Athanas

  IRN NXA01152

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Jul 2009 to 8 Dec 2019)
• Nicholas Timothy George Chambers

  IRN NTC01027

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jul 2020)
  • CF30 Customer (10 Mar 2018 to 8 Dec 2019)
• Peter James Dupont

  IRN PJD01103

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 Feb 2015 to 8 Dec 2019)
• Philippa Yates

  IRN PXY00023

  • [FCA CF] Client dealing (1 Feb 2022 to 25 Oct 2022)
• Piers Shimwell

  IRN PXS00475

  • [FCA CF] Client dealing (1 Feb 2022 to 24 Mar 2026)

• Invercap Holdings Limited (no longer appointed)

  FRN 591191 · Appointed 14 Nov 2012 · Until 2 Jul 2014

No changes recorded yet.