Karl Alexander Hughes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allenby Capital Limited (no longer approved here)

    FRN 489795

    • CF2 Non Executive Director (26 Mar 2010 to 25 Nov 2010)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2008)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF8 Apportionment and Oversight (27 Mar 2006 to 31 Oct 2007)
    • CF3 Chief Executive (27 Mar 2006 to 30 Jun 2008)
    • CF21 Investment Adviser (20 Oct 2004 to 31 Oct 2007)
    • CF1 Director (20 Oct 2004 to 30 Jun 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Oct 2004 to 31 Oct 2007)
    • CF27 Investment Management (20 Oct 2004 to 31 Oct 2007)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF27 Investment Management (18 Feb 2004 to 11 Jun 2004)
    • CF1 Director (1 Dec 2001 to 11 Jun 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 27 May 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 27 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.