AJ Bell Management Limited

• Principal Place of Business

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

  Web

  https://www.ajbell.co.uk

• Complaints Contact

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

• Open Banking

• Authorised to Operate

  For Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Emma Louise Horseman

  IRN ELB01024

  • [FCA CF] Functions requiring qualifications (16 May 2022 to 16 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Mar 2024)
• Evelyn Brigid Bourke

  IRN EBB01009

  • SMF14 Senior Independent Director (4 Apr 2022 to 4 Feb 2026)
• Fergus John Patrick Lyons

  IRN FJL01009

  • SMF3 Executive Director (9 Dec 2019 to 13 Dec 2021)
  • CF11 Money Laundering Reporting (11 Feb 2004 to 6 Oct 2006)
  • CF1 Director (23 Sep 2002 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Sep 2002 to 6 Oct 2006)
• Fiona Fry

  IRN FXF00044

  • SMF14 Senior Independent Director (since 9 Feb 2026)
  • SMF10 Chair of the Risk Committee (since 22 Mar 2024)
  • [FCA CF] Material risk taker (since 7 Dec 2023)
• Fiona Jane Clutterbuck

  IRN FJC01015

  • SMF13 Chair of the Nominations Committee (since 1 May 2023)
  • SMF9 Chair of the Governing Body (since 1 May 2023)
• Gary Scott Dale

  IRN GSD01038

  • [FCA CF] Significant management (9 Dec 2019 to 20 Sep 2021)
• Gavin James Kidd

  IRN GJK01021

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2023)
• Gerard Thomas Ruari McGoldrick

  IRN GXM00457

  • [FCA CF] Client dealing (1 Jun 2022 to 3 Feb 2023)
  • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 3 Feb 2023)
• Hannah Cocker

  IRN HXC00089

  • [FCA CF] Functions requiring qualifications (10 Feb 2021 to 16 Jan 2023)
• Helen Potts

  IRN HXP00077

  • [FCA CF] Manager of certification employee (10 Feb 2021 to 23 Nov 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Feb 2021)

• News UK & Ireland Limited (no longer appointed)

  FRN 616540 · Appointed 5 Dec 2019 · Until 8 Dec 2022

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 9 May 2018 · Until 21 Dec 2018

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 28 Mar 2014 · Until 29 Oct 2014

No changes recorded yet.