Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AJ Bell Securities Limited
FRN 155593
- SMF13 Chair of the Nominations Committee (since 1 May 2023)
- SMF9 Chair of the Governing Body (since 1 May 2023)
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AJ Bell Management Limited
FRN 211468
- SMF13 Chair of the Nominations Committee (since 1 May 2023)
- SMF9 Chair of the Governing Body (since 1 May 2023)
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AJ Bell Asset Management Limited
FRN 774048
- SMF9 Chair of the Governing Body (since 1 May 2023)
- SMF13 Chair of the Nominations Committee (since 1 May 2023)
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- SMF12 Chair of the Remuneration Committee (9 Nov 2023 to 7 Mar 2025)
- Director of firm who is not a certification employee or a SMF manager (17 Apr 2023 to 8 Nov 2023)
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- SMF7 Group Entity Senior Manager (9 Oct 2020 to 25 May 2023)
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- SMF7 Group Entity Senior Manager (9 Oct 2020 to 25 May 2023)
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- SMF7 Group Entity Senior Manager (9 Oct 2020 to 10 Aug 2022)
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- SMF7 Group Entity Senior Manager (9 Oct 2020 to 25 May 2023)
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- SMF7 Group Entity Senior Manager (9 Oct 2020 to 18 Feb 2022)
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- SMF7 Group Entity Senior Manager (9 Oct 2020 to 25 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.