Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • SMF3 Executive Director (9 Dec 2019 to 13 Dec 2021)
    • CF1 Director (28 Sep 2010 to 8 Dec 2019)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • SMF3 Executive Director (9 Dec 2019 to 13 Dec 2021)
    • CF11 Money Laundering Reporting (11 Feb 2004 to 6 Oct 2006)
    • CF10 Compliance Oversight (23 Sep 2002 to 6 Oct 2006)
    • CF1 Director (23 Sep 2002 to 8 Dec 2019)
  • AJ Bell Asset Management Limited (no longer approved here)

    FRN 774048

    • SMF3 Executive Director (9 Dec 2019 to 13 Dec 2021)
    • CF1 Director (7 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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