AJ Bell Management Limited

• Principal Place of Business

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

  Web

  https://www.ajbell.co.uk

• Complaints Contact

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

• Open Banking

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Helena Louise Morrissey

  IRN HLM01020

  • SMF13 Chair of the Nominations Committee (24 Jan 2022 to 30 Apr 2023)
  • SMF9 Chair of the Governing Body (24 Jan 2022 to 30 Apr 2023)
• Ian James Bell

  IRN IJB01063

  • CF1 Director (2 Oct 2006 to 23 Dec 2008)
• Jacob James Adshead

  IRN JXA00334

  • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 16 Jan 2023)
• James Martin

  IRN JXM02480

  • CF2 Non Executive Director (15 Feb 2007 to 31 Dec 2013)
• James Michael O'Brien

  IRN JXO00094

  • SMF16 Compliance Oversight (since 10 Nov 2025)
  • [FCA CF] Material risk taker (since 1 Apr 2025)
  • SMF4 Chief Risk (2 Apr 2024 to 14 Oct 2024)
  • SMF16 Compliance Oversight (2 Apr 2024 to 14 Oct 2024)
• Jamie Ward

  IRN JXW01886

  • [FCA CF] Manager of certification employee (1 Jun 2022 to 3 Feb 2023)
  • [FCA CF] Functions requiring qualifications (23 May 2022 to 3 Feb 2023)
  • [FCA CF] Client dealing (23 May 2022 to 3 Feb 2023)
• Jennifer Ruth Sproson

  IRN JRS01311

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Feb 2024)
  • CF11 Money Laundering Reporting (29 Jan 2014 to 8 Dec 2019)
• Joanna Grace Birkett

  IRN JXB00515

  • [FCA CF] Significant management (9 Dec 2019 to 23 Nov 2023)
• Joanna Louise Colonnese

  IRN JXC00468

  • [FCA CF] Significant management (since 1 Apr 2021)
• John Dunn

  IRN JXD00297

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Sep 2021)

• News UK & Ireland Limited (no longer appointed)

  FRN 616540 · Appointed 5 Dec 2019 · Until 8 Dec 2022

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 9 May 2018 · Until 21 Dec 2018

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 28 Mar 2014 · Until 29 Oct 2014

No changes recorded yet.