Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • SMF13 Chair of the Nominations Committee (24 Jan 2022 to 30 Apr 2023)
    • SMF9 Chair of the Governing Body (24 Jan 2022 to 30 Apr 2023)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • SMF13 Chair of the Nominations Committee (24 Jan 2022 to 30 Apr 2023)
    • SMF9 Chair of the Governing Body (24 Jan 2022 to 30 Apr 2023)
  • AJ Bell Asset Management Limited (no longer approved here)

    FRN 774048

    • SMF13 Chair of the Nominations Committee (24 Jan 2022 to 30 Apr 2023)
    • SMF9 Chair of the Governing Body (24 Jan 2022 to 30 Apr 2023)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (4 Jul 2017 to 18 Oct 2019)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (1 Nov 2007 to 15 Aug 2016)
    • CF27 Investment Management (9 Feb 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Dec 2016)
    • CF3 Chief Executive (1 Dec 2001 to 15 Aug 2016)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.