AJ Bell Management Limited

• Principal Place of Business

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

  Web

  https://www.ajbell.co.uk

• Complaints Contact

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

• Open Banking

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• John Roy McKean

  IRN JRM01095

  • CF10 Compliance Oversight (14 Jan 2014 to 31 May 2016)
• John Tomlins

  IRN JXT01148

  • CF2 Non Executive Director (14 Jan 2014 to 23 Mar 2018)
• Julie Chakraverty

  IRN JXC01414

  • [FCA CF] Material risk taker (since 3 Jun 2024)
• Kajal Hirani

  IRN KXP01314

  • [FCA CF] Client dealing (20 Sep 2021 to 27 Mar 2024)
• Karen Ling Goodman

  IRN KXG17148

  • SMF3 Executive Director (since 15 Sep 2021)
  • SMF4 Chief Risk (since 15 Sep 2021)
  • SMF16 Compliance Oversight (15 Sep 2021 to 10 Nov 2025)
• Karen Louise Hewitt

  IRN KLH01061

  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
• Katie Sheard

  IRN KXS00192

  • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2021)
• Kevin Doran

  IRN KXD01102

  • SMF3 Executive Director (3 May 2022 to 24 Nov 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 24 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Nov 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Nov 2023)
• Kina Sinclair

  IRN KXS00619

  • SMF3 Executive Director (since 1 Oct 2023)
• Kirsten Thomas

  IRN KXT00083

  • [FCA CF] Functions requiring qualifications (1 Aug 2020 to 16 Jan 2023)

• News UK & Ireland Limited (no longer appointed)

  FRN 616540 · Appointed 5 Dec 2019 · Until 8 Dec 2022

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 9 May 2018 · Until 21 Dec 2018

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 28 Mar 2014 · Until 29 Oct 2014

No changes recorded yet.