John Roy McKean

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hymans Robertson Investment Services LLP (no longer approved here)

    FRN 927111

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2020 to 31 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2020 to 23 Oct 2021)
  • Hymans Robertson LLP (no longer approved here)

    FRN 414430

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
    • CF11 Money Laundering Reporting (12 Dec 2016 to 28 Oct 2019)
  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • CF10 Compliance Oversight (14 Jan 2014 to 31 May 2016)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • CF10 Compliance Oversight (14 Jan 2014 to 31 May 2016)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF1 Director (19 Jun 2009 to 31 Jul 2012)
    • CF10 Compliance Oversight (7 Aug 2008 to 31 Jul 2012)
    • CF29 Significant management (3 Jun 2008 to 30 Nov 2008)
  • Bankhall Support Services Limited (no longer approved here)

    FRN 164877

    • Responsible for Insurance Mediation (23 Dec 2005 to 14 Dec 2007)
    • CF1 Director (16 Feb 2004 to 14 Dec 2007)
    • CF11 Money Laundering Reporting (21 Oct 2003 to 23 Mar 2006)
    • CF10 Compliance Oversight (21 Oct 2003 to 14 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.